{"id":6122,"date":"2022-02-01T05:56:45","date_gmt":"2022-02-01T05:56:45","guid":{"rendered":"https:\/\/fmdqgroup.com\/exchange\/?page_id=6122"},"modified":"2025-08-20T08:46:00","modified_gmt":"2025-08-20T08:46:00","slug":"market-surveillance-and-enforcement","status":"publish","type":"page","link":"https:\/\/fmdqgroup.com\/exchange\/market-surveillance-and-enforcement\/","title":{"rendered":"Market Surveillance &#038; Enforcement Group"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-page\" data-elementor-id=\"6122\" class=\"elementor elementor-6122\" data-elementor-post-type=\"page\">\n\t\t\t\t\t\t<section class=\"ob-is-breaking-bad elementor-section elementor-top-section elementor-element elementor-element-d2ae7b4 elementor-section-height-min-height elementor-section-stretched elementor-section-boxed elementor-section-height-default elementor-section-items-middle\" data-id=\"d2ae7b4\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;,&quot;jet_parallax_layout_list&quot;:[{&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;_id&quot;:&quot;fb8e600&quot;,&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;stretch_section&quot;:&quot;section-stretched&quot;,&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-f670844\" data-id=\"f670844\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-73958bb elementor-icon-list--layout-inline elementor-list-item-link-full_width ob-has-background-overlay elementor-widget elementor-widget-icon-list\" data-id=\"73958bb\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"icon-list.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<ul class=\"elementor-icon-list-items elementor-inline-items\">\n\t\t\t\t\t\t\t<li class=\"elementor-icon-list-item elementor-inline-item\">\n\t\t\t\t\t\t\t\t\t\t\t<a href=\"#surveillance\">\n\n\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-icon-list-text\">Market Surveillance<\/span>\n\t\t\t\t\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t<li class=\"elementor-icon-list-item elementor-inline-item\">\n\t\t\t\t\t\t\t\t\t\t\t<a href=\"#enforcement\">\n\n\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-icon-list-text\">Enforcement<\/span>\n\t\t\t\t\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t<\/ul>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"ob-is-breaking-bad elementor-section elementor-top-section elementor-element elementor-element-9fe49fc elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"9fe49fc\" data-element_type=\"section\" data-e-type=\"section\" id=\"surveillance\" data-settings=\"{&quot;jet_parallax_layout_list&quot;:[{&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;_id&quot;:&quot;591e6a9&quot;,&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"ob-is-pseudo elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-7c0aa80\" data-id=\"7c0aa80\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_column_has_pseudo&quot;:&quot;yes&quot;,&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-f196234 ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-heading\" data-id=\"f196234\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_harakiri_text_clip&quot;:&quot;none&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h4 class=\"elementor-heading-title elementor-size-default\">Market Surveillance\n\n<\/h4>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-7f7f898 elementor-widget-divider--view-line ob-has-background-overlay elementor-widget elementor-widget-divider\" data-id=\"7f7f898\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-e74d805\" data-id=\"e74d805\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-852b594 ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-text-editor\" data-id=\"852b594\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_postman_use&quot;:&quot;no&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\tThis involves the monitoring of Members\u2019 trading activities to ensure transparency, credibility and integrity in the FMDQ markets. The key thrust of the market surveillance function is preventing fraudulent, manipulative and abusive trading practices. Market surveillance is implemented through a two-step process which consists of real-time market monitoring and post-trade data analysis.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"ob-is-breaking-bad elementor-section elementor-top-section elementor-element elementor-element-53d3f3b elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"53d3f3b\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;jet_parallax_layout_list&quot;:[{&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;_id&quot;:&quot;37d662b&quot;,&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;background_background&quot;:&quot;gradient&quot;,&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-f4cdd56\" data-id=\"f4cdd56\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-7d34633 ob-has-background-overlay elementor-widget elementor-widget-accordion\" data-id=\"7d34633\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"accordion.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-accordion\">\n\t\t\t\t\t\t\t<div class=\"elementor-accordion-item\">\n\t\t\t\t\t<div id=\"elementor-tab-title-1311\" class=\"elementor-tab-title\" data-tab=\"1\" role=\"button\" aria-controls=\"elementor-tab-content-1311\" aria-expanded=\"false\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon elementor-accordion-icon-left\" aria-hidden=\"true\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon-closed\"><i class=\"fas fa-plus\"><\/i><\/span>\n\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon-opened\"><i class=\"fas fa-minus\"><\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t<a class=\"elementor-accordion-title\" tabindex=\"0\">Market Surveillance Objectives<\/a>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t<div id=\"elementor-tab-content-1311\" class=\"elementor-tab-content elementor-clearfix\" data-tab=\"1\" role=\"region\" aria-labelledby=\"elementor-tab-title-1311\">FMDQ Exchange\u2019s market surveillance supports the Exchange\u2019s goal of achieving the IOSCO objectives of securities regulation. The objectives of FMDQ Exchange\u2019s market surveillance include:\n\n\t\t<div data-elementor-type=\"section\" data-elementor-id=\"11815\" class=\"elementor elementor-11815\" data-elementor-post-type=\"elementor_library\">\n\t\t\t\t\t<section class=\"ob-is-breaking-bad elementor-section elementor-top-section elementor-element elementor-element-2866dba8 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"2866dba8\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;jet_parallax_layout_list&quot;:[{&quot;_id&quot;:&quot;d5a33ff&quot;,&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-wider\">\n\t\t\t\t\t<div class=\"ob-is-hoveranimator elementor-column elementor-col-33 elementor-top-column elementor-element elementor-element-2234f465\" data-id=\"2234f465\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;,&quot;_ob_column_hoveranimator&quot;:&quot;yes&quot;,&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t<div class=\"elementor-background-overlay\"><\/div>\n\t\t\t\t\t\t<section class=\"ob-is-breaking-bad ob-bb-inner elementor-section elementor-inner-section elementor-element elementor-element-7345ae8c elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"7345ae8c\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;jet_parallax_layout_list&quot;:[{&quot;_id&quot;:&quot;050c498&quot;,&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-inner-column elementor-element elementor-element-18c66cb6\" data-id=\"18c66cb6\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-59d83c7c elementor-view-default elementor-position-block-start elementor-mobile-position-block-start ob-has-background-overlay elementor-widget elementor-widget-icon-box\" data-id=\"59d83c7c\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"icon-box.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-icon-box-wrapper\">\n\n\t\t\t\t\t\t<div class=\"elementor-icon-box-icon\">\n\t\t\t\t<span  class=\"elementor-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"fas fa-shield-alt\"><\/i>\t\t\t\t<\/span>\n\t\t\t<\/div>\n\t\t\t\n\t\t\t\t\t\t<div class=\"elementor-icon-box-content\">\n\n\t\t\t\t\t\t\t\t\t<h3 class=\"elementor-icon-box-title\">\n\t\t\t\t\t\t<span  >\n\t\t\t\t\t\t\tPrevention of market abuse and trade manipulation\t\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/h3>\n\t\t\t\t\n\t\t\t\t\t\t\t\t\t<p class=\"elementor-icon-box-description\">\n\t\t\t\t\t\t<ul style=\"color:#fff;font-size:14px\">\n<li>Improve the credibility\/trust of stakeholders in FMDQ Exchange market <\/li>\n<li>Safeguard the interest of investors<\/li>\n<li>Preserve investors capital<\/li>\n<\/ul> \t\t\t\t\t<\/p>\n\t\t\t\t\n\t\t\t<\/div>\n\t\t\t\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"ob-is-hoveranimator elementor-column elementor-col-33 elementor-top-column elementor-element elementor-element-47eb0518\" data-id=\"47eb0518\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;,&quot;_ob_column_hoveranimator&quot;:&quot;yes&quot;,&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t<div class=\"elementor-background-overlay\"><\/div>\n\t\t\t\t\t\t<section class=\"ob-is-breaking-bad ob-bb-inner elementor-section elementor-inner-section elementor-element elementor-element-435c5a2d elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"435c5a2d\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;jet_parallax_layout_list&quot;:[{&quot;_id&quot;:&quot;050c498&quot;,&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-inner-column elementor-element elementor-element-19b73022\" data-id=\"19b73022\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-5802fbde elementor-view-default elementor-position-block-start elementor-mobile-position-block-start ob-has-background-overlay elementor-widget elementor-widget-icon-box\" data-id=\"5802fbde\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"icon-box.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-icon-box-wrapper\">\n\n\t\t\t\t\t\t<div class=\"elementor-icon-box-icon\">\n\t\t\t\t<span  class=\"elementor-icon\">\n\t\t\t\t<svg xmlns=\"http:\/\/www.w3.org\/2000\/svg\" xmlns:xlink=\"http:\/\/www.w3.org\/1999\/xlink\" id=\"Capa_1\" x=\"0px\" y=\"0px\" viewBox=\"0 0 460.713 460.713\" style=\"enable-background:new 0 0 460.713 460.713;\" xml:space=\"preserve\"><g id=\"XMLID_241_\">\t<path id=\"XMLID_244_\" d=\"M344.09,407.04l0.085,30.218c0.037,12.968,10.56,23.455,23.52,23.455c0.022,0,0.046,0,0.068,0  c12.991-0.037,23.492-10.598,23.455-23.588l-0.085-30.085H344.09z\"><\/path>\t<path id=\"XMLID_1025_\" d=\"M286.488,401.022l-0.003,36.167c-0.001,12.991,10.529,23.522,23.52,23.523c0.001,0,0.001,0,0.002,0  c12.989,0,23.521-10.53,23.521-23.52l0.002-30.154h-29.941C297.124,407.04,291.178,404.783,286.488,401.022z\"><\/path>\t<circle id=\"XMLID_1026_\" cx=\"91.124\" cy=\"40.624\" r=\"40.624\"><\/circle>\t<path id=\"XMLID_1027_\" d=\"M192.368,165.43l-61.55-7.221l-40.252-39.995l38.18,20.017l14.077,1.651v-17.387  c0-15.156-12.286-27.443-27.443-27.443H66.441c-15.156,0-27.443,12.287-27.443,27.443l-0.483,314.63  c-0.037,12.99,10.464,23.551,23.455,23.588c0.023,0,0.045,0,0.068,0c12.959,0,23.483-10.487,23.52-23.455l0.492-173.897  c0-0.022-0.001-0.044-0.001-0.066h10.144l0.013,173.899c0.001,12.99,10.533,23.521,23.523,23.52  c12.99-0.001,23.521-10.533,23.52-23.523c-0.016-209.227-0.427-218.365-0.427-218.365l-25.583-3.001  c-7.824-0.918-17.436-0.732-23.064-11.127l-31.242-58.674l45.057,44.77c3.113,3.093,7.174,5.052,11.532,5.563l68.277,8.01  c10.763,1.261,20.491-6.442,21.751-17.184C210.813,176.43,203.12,166.691,192.368,165.43z\"><\/path>\t<circle id=\"XMLID_1028_\" cx=\"338.61\" cy=\"40.624\" r=\"40.624\"><\/circle>\t<path id=\"XMLID_1031_\" d=\"M411.805,301.04h-20.546c0-12.415,0-14.571,0-29.04c0-5.523-4.477-10-10-10h-3.113  c1.118-6.961,8.603-53.567,9.796-60.998c0.521-3.24,0.219-6.558-0.876-9.651l-23.209-65.535l1.393,2.07l25.486,37.881v-43.272  c0-15.156-12.287-27.443-27.443-27.443h-48.939c-15.156,0-27.443,12.287-27.443,27.443v6.973l-62.828,35.914  c4.049,7.041,5.955,15.396,4.936,24.083c-1.298,11.068-7.095,20.507-15.342,26.726c0.96-0.363,1.906-0.796,2.826-1.321  l70.407-40.247l-0.415,115.427c8.253-6.611,16.414-6.01,20.638-6.01V272c0-10.578,6.193-20.022,15.503-24.423l8.934-55.628  l-3.581-40.807l-1.086-12.237l21.539,60.819c-1.038,6.461-8.841,55.048-10.001,62.276h-4.307c-5.523,0-10,4.477-10,10  c0,14.346,0,16.709,0,29.04h-20.545c-5.74,0-10.392,4.653-10.392,10.392v68.215c0,5.74,4.653,10.392,10.392,10.392h108.215  c5.74,0,10.392-4.653,10.392-10.392v-68.215C422.197,305.693,417.544,301.04,411.805,301.04z M354.141,287.858  c1.053,0.169,2.099,0.251,3.132,0.251c4.406,0,8.556-1.504,11.899-4.07h2.086v17h-27.124v-17h1.155  C347.793,285.97,350.8,287.322,354.141,287.858z\"><\/path><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><g><\/g><\/svg>\t\t\t\t<\/span>\n\t\t\t<\/div>\n\t\t\t\n\t\t\t\t\t\t<div class=\"elementor-icon-box-content\">\n\n\t\t\t\t\t\t\t\t\t<h3 class=\"elementor-icon-box-title\">\n\t\t\t\t\t\t<span  >\n\t\t\t\t\t\t\tEnsuring integrity of market information\t\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/h3>\n\t\t\t\t\n\t\t\t\t\t\t\t\t\t<p class=\"elementor-icon-box-description\">\n\t\t\t\t\t\t<ul style=\"color:#fff;font-size:14px\">\n\n<li>Ensure market information is relevant for decision making <\/li>\n<li>Ensure market information reflects activities on the Exchange<\/li>\n\n<\/ul> \t\t\t\t\t<\/p>\n\t\t\t\t\n\t\t\t<\/div>\n\t\t\t\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"ob-is-hoveranimator elementor-column elementor-col-33 elementor-top-column elementor-element elementor-element-1c08efe7\" data-id=\"1c08efe7\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;,&quot;_ob_column_hoveranimator&quot;:&quot;yes&quot;,&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t<div class=\"elementor-background-overlay\"><\/div>\n\t\t\t\t\t\t<section class=\"ob-is-breaking-bad ob-bb-inner elementor-section elementor-inner-section elementor-element elementor-element-466fd17a elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"466fd17a\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;jet_parallax_layout_list&quot;:[{&quot;_id&quot;:&quot;050c498&quot;,&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-inner-column elementor-element elementor-element-24efb952\" data-id=\"24efb952\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-78def522 elementor-view-default elementor-position-block-start elementor-mobile-position-block-start ob-has-background-overlay elementor-widget elementor-widget-icon-box\" data-id=\"78def522\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"icon-box.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-icon-box-wrapper\">\n\n\t\t\t\t\t\t<div class=\"elementor-icon-box-icon\">\n\t\t\t\t<span  class=\"elementor-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"fas fa-balance-scale\"><\/i>\t\t\t\t<\/span>\n\t\t\t<\/div>\n\t\t\t\n\t\t\t\t\t\t<div class=\"elementor-icon-box-content\">\n\n\t\t\t\t\t\t\t\t\t<h3 class=\"elementor-icon-box-title\">\n\t\t\t\t\t\t<span  >\n\t\t\t\t\t\t\tMaintenance of fair and orderly market\t\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/h3>\n\t\t\t\t\n\t\t\t\t\t\t\t\t\t<p class=\"elementor-icon-box-description\">\n\t\t\t\t\t\t<ul style=\"color:#fff;font-size:14px\">\n<li>Ensure that investors can enter\/exit the market with minimal loss in asset value  <\/li>\n<li>Ensure that investors are always provided with the best market prices<\/li>\n\n<\/ul> \t\t\t\t\t<\/p>\n\t\t\t\t\n\t\t\t<\/div>\n\t\t\t\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t<div class=\"elementor-accordion-item\">\n\t\t\t\t\t<div id=\"elementor-tab-title-1312\" class=\"elementor-tab-title\" data-tab=\"2\" role=\"button\" aria-controls=\"elementor-tab-content-1312\" aria-expanded=\"false\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon elementor-accordion-icon-left\" aria-hidden=\"true\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon-closed\"><i class=\"fas fa-plus\"><\/i><\/span>\n\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon-opened\"><i class=\"fas fa-minus\"><\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t<a class=\"elementor-accordion-title\" tabindex=\"0\">Market Surveillance Methodology<\/a>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t<div id=\"elementor-tab-content-1312\" class=\"elementor-tab-content elementor-clearfix\" data-tab=\"2\" role=\"region\" aria-labelledby=\"elementor-tab-title-1312\"><ul>\n \t<li aria-level=\"1\"><b>Trade Monitoring<\/b> &#8211; Monitor trading venue activities using automated or manual means to detect trade manipulation, market abuse, etc.<\/li>\n \t<li aria-level=\"1\"><b>Trade Review<\/b> &#8211; Identify exceptional trading activities, investigate, and analyse suspected cases of trade manipulation or market abuse<\/li>\n \t<li aria-level=\"1\"><b>Notification<\/b> &#8211; Notify Dealing Member(s) of observed contraventions<\/li>\n \t<li aria-level=\"1\"><b>Market Intelligence<\/b> &#8211; Get a sense of market events in a bid to understand and monitor the market, either through the news review, interaction with market participants, etc.<\/li>\n \t<li aria-level=\"1\"><b>Market Level Monitoring and Market Intervention<\/b> &#8211; Monitor market level participation, volatility and intervening when situations warrant, in line with the market intervention framework.<\/li>\n<\/ul><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t<div class=\"elementor-accordion-item\">\n\t\t\t\t\t<div id=\"elementor-tab-title-1313\" class=\"elementor-tab-title\" data-tab=\"3\" role=\"button\" aria-controls=\"elementor-tab-content-1313\" aria-expanded=\"false\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon elementor-accordion-icon-left\" aria-hidden=\"true\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon-closed\"><i class=\"fas fa-plus\"><\/i><\/span>\n\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon-opened\"><i class=\"fas fa-minus\"><\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t<a class=\"elementor-accordion-title\" tabindex=\"0\">Market Surveillance Technique<\/a>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t<div id=\"elementor-tab-content-1313\" class=\"elementor-tab-content elementor-clearfix\" data-tab=\"3\" role=\"region\" aria-labelledby=\"elementor-tab-title-1313\"><ul><li aria-level=\"1\">Online Real Time Surveillance<\/li><li aria-level=\"1\">Offline Trade Review<\/li><\/ul><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"ob-is-breaking-bad elementor-section elementor-top-section elementor-element elementor-element-b915399 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"b915399\" data-element_type=\"section\" data-e-type=\"section\" id=\"enforcement\" data-settings=\"{&quot;jet_parallax_layout_list&quot;:[{&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;_id&quot;:&quot;591e6a9&quot;,&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"ob-is-pseudo elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-00d2919\" data-id=\"00d2919\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_column_has_pseudo&quot;:&quot;yes&quot;,&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-8ec8eed ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-heading\" data-id=\"8ec8eed\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_harakiri_text_clip&quot;:&quot;none&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h4 class=\"elementor-heading-title elementor-size-default\">\nEnforcement\n<\/h4>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-bf9bb35 elementor-widget-divider--view-line ob-has-background-overlay elementor-widget elementor-widget-divider\" data-id=\"bf9bb35\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-c67f468\" data-id=\"c67f468\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-bc3664e ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-text-editor\" data-id=\"bc3664e\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_postman_use&quot;:&quot;no&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\tFMDQ Exchange\u2019s enforcement plays a key role in the Exchange\u2019s objective of protecting investors through fair, transparent, and competitive markets. It seeks to protect investors by ensuring that market participants comply with established rules and regulations.\n<br><\/br>\nFMDQ Exchange identifies and prosecutes Members\u2019 regulatory misconduct and pre-emptively disrupts potential misconducts. This sends a strong regulatory message that deter potential wrongdoers and promote a culture of compliance and helps to build investor confidence within the FMDQ Exchange markets.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"ob-is-breaking-bad elementor-section elementor-top-section elementor-element elementor-element-df2d691 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"df2d691\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;jet_parallax_layout_list&quot;:[{&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;_id&quot;:&quot;b92819d&quot;,&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-4e93845\" data-id=\"4e93845\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-d41b693 ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-heading\" data-id=\"d41b693\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_harakiri_text_clip&quot;:&quot;none&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h5 class=\"elementor-heading-title elementor-size-default\">Enforcement Approach<\/h5>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-f30441f ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-text-editor\" data-id=\"f30441f\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_postman_use&quot;:&quot;no&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>In carrying out its enforcement action, the Exchange strives to ensure that its processes and actions are effective, timely, fair, and transparent.\n<br>\nIt utilises the applicable Infractions and Penalties guide in enforcing sanctions.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-8abc681 ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-heading\" data-id=\"8abc681\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_harakiri_text_clip&quot;:&quot;none&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h5 class=\"elementor-heading-title elementor-size-default\">Types of Penalties<\/h5>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-48cf405 ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-text-editor\" data-id=\"48cf405\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_postman_use&quot;:&quot;no&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\tThe types of penalties that may be imposed by FMDQ Exchange under its rules include the following:\n<ul>\n \t<li aria-level=\"1\">Warning letters<\/li>\n \t<li aria-level=\"1\">Fines<\/li>\n \t<li aria-level=\"1\">Public Censure<\/li>\n \t<li aria-level=\"1\">Suspension of Membership<\/li>\n<\/ul>\nIn a bid to enhance the effectiveness of our enforcement actions and improve transparency of our enforcement approach as well as decisions\/actions, the sanctions imposed on Members are published on the FMDQ Exchange website.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-b1ce442 ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-heading\" data-id=\"b1ce442\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_harakiri_text_clip&quot;:&quot;none&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h5 class=\"elementor-heading-title elementor-size-default\">Consultation with the Securities and Exchange Commission and Other Related Law Enforcement Agencies<\/h5>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-62c6a74 ob-harakiri-inherit ob-has-background-overlay elementor-widget elementor-widget-text-editor\" data-id=\"62c6a74\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_use_harakiri&quot;:&quot;yes&quot;,&quot;_ob_harakiri_writing_mode&quot;:&quot;inherit&quot;,&quot;_ob_postman_use&quot;:&quot;no&quot;,&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\tIn initiating and undertaking enforcement, where necessary FMDQ Exchange consults with the Securities and Exchange Commission and other related Law Enforcement Agencies to ensure effective regulation of the capital market.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"ob-is-breaking-bad elementor-section elementor-top-section elementor-element elementor-element-d929860 elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"d929860\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;jet_parallax_layout_list&quot;:[{&quot;jet_parallax_layout_image&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;_id&quot;:&quot;37d662b&quot;,&quot;jet_parallax_layout_image_tablet&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_image_mobile&quot;:{&quot;url&quot;:&quot;&quot;,&quot;id&quot;:&quot;&quot;,&quot;size&quot;:&quot;&quot;},&quot;jet_parallax_layout_speed&quot;:{&quot;unit&quot;:&quot;%&quot;,&quot;size&quot;:50,&quot;sizes&quot;:[]},&quot;jet_parallax_layout_type&quot;:&quot;scroll&quot;,&quot;jet_parallax_layout_direction&quot;:&quot;1&quot;,&quot;jet_parallax_layout_fx_direction&quot;:null,&quot;jet_parallax_layout_z_index&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x&quot;:50,&quot;jet_parallax_layout_bg_x_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_x_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y&quot;:50,&quot;jet_parallax_layout_bg_y_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_y_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size&quot;:&quot;auto&quot;,&quot;jet_parallax_layout_bg_size_tablet&quot;:&quot;&quot;,&quot;jet_parallax_layout_bg_size_mobile&quot;:&quot;&quot;,&quot;jet_parallax_layout_animation_prop&quot;:&quot;transform&quot;,&quot;jet_parallax_layout_on&quot;:[&quot;desktop&quot;,&quot;tablet&quot;]}],&quot;background_background&quot;:&quot;gradient&quot;,&quot;_ob_bbad_use_it&quot;:&quot;yes&quot;,&quot;_ob_bbad_sssic_use&quot;:&quot;no&quot;,&quot;_ob_glider_is_slider&quot;:&quot;no&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-1fd09b4\" data-id=\"1fd09b4\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;_ob_bbad_is_stalker&quot;:&quot;no&quot;,&quot;_ob_teleporter_use&quot;:false,&quot;_ob_column_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_column_has_pseudo&quot;:&quot;no&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-ffec09e ob-has-background-overlay elementor-widget elementor-widget-accordion\" data-id=\"ffec09e\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_ob_perspektive_use&quot;:&quot;no&quot;,&quot;_ob_poopart_use&quot;:&quot;yes&quot;,&quot;_ob_shadough_use&quot;:&quot;no&quot;,&quot;_ob_allow_hoveranimator&quot;:&quot;no&quot;,&quot;_ob_widget_stalker_use&quot;:&quot;no&quot;}\" data-widget_type=\"accordion.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-accordion\">\n\t\t\t\t\t\t\t<div class=\"elementor-accordion-item\">\n\t\t\t\t\t<div id=\"elementor-tab-title-2681\" class=\"elementor-tab-title\" data-tab=\"1\" role=\"button\" aria-controls=\"elementor-tab-content-2681\" aria-expanded=\"false\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon elementor-accordion-icon-left\" aria-hidden=\"true\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon-closed\"><i class=\"fas fa-plus\"><\/i><\/span>\n\t\t\t\t\t\t\t\t<span class=\"elementor-accordion-icon-opened\"><i class=\"fas fa-minus\"><\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t<a class=\"elementor-accordion-title\" tabindex=\"0\">Monthly Enforcement Statistics <\/a>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t<div id=\"elementor-tab-content-2681\" class=\"elementor-tab-content elementor-clearfix\" data-tab=\"1\" role=\"region\" aria-labelledby=\"elementor-tab-title-2681\">FMDQ Securities Exchange takes disciplinary actions against its Members for violations of FMDQ Exchange rules and regulations. View monthly compilations of disciplinary actions against its Members for violations of the Exchange rules and regulations.\n\n<div class=\"wpfd-content wpfd-content-default wpfd-content-multi\" data-category=\"157\"             style=\"background-color: transparent\"><input type=\"hidden\" id=\"current_category_157\" value=\"157\" \/>                    <input type=\"hidden\" id=\"current_category_slug_157\" value=\"enforcement-statistics\" \/>                    <input type=\"hidden\" id=\"current_ordering_157\" value=\"ordering\" \/>                    <input type=\"hidden\" id=\"current_ordering_direction_157\" value=\"asc\" \/>                    <input type=\"hidden\" id=\"page_limit_157\" value=\"10\" \/><input type=\"hidden\" id=\"wpfd_display_empty_category_message\" value=\"0\" \/><input type=\"hidden\" id=\"wpfd_empty_category_message_val\" value=\"This file category has no files to display\" \/><input type=\"hidden\" id=\"wpfd_display_empty_folder\" value=\"0\" \/><input type=\"hidden\" id=\"wpfd_is_empty_subcategories\" value=\"1\" \/><input type=\"hidden\" id=\"wpfd_is_empty_files\" value=\"1\" \/>    <script type=\"text\/x-handlebars-template\" class=\"wpfd-template-files\">        {{#if files }}        <div class=\"wpfd_list\">            {{#each files}}            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\" data-id=\"{{ID}}\" data-catid=\"{{catid}}\">                <div class=\"filecontent\">                    {{#if file_custom_icon}}                    <div class=\"icon-custom\"><img decoding=\"async\" src=\"{{file_custom_icon}}\" \/><\/div>                    {{else}}                    <div class=\"ext ext-{{ext}} wpfd-icon-set-svg\"><span class=\"txt\">{{ext}}<\/span><\/div>                    {{\/if}}<h3><a href=\"{{linkdownload}}\"  class=\"wpfd_downloadlink\" title=\"{{post_title}}\" target=\"{{#if remote_file}}_blank{{\/if}}\">{{{crop_title}}}<\/a><\/h3>                    <div class=\"file-xinfo\">                        <div class=\"file-size\"><span>Size:<\/span> {{bytesToSize size}}<\/div>                    <\/div>                <\/div>                <span class=\"file-right\">                    <a class=\"downloadlink wpfd_downloadlink\"  href=\"{{linkdownload}}\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"{{#if remote_file}}_blank{{\/if}}\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a>{{#if openpdflink}}<a class=\"openlink wpfdlightbox wpfd_previewlink\" href=\"{{openpdflink}}\" target=\"\">Preview                            <i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>{{else}}{{#if viewerlink}}<a                            href=\"{{viewerlink}}\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"{{ID}}\"                            data-catid=\"{{catid}}\"                            data-file-type=\"{{ext}}\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>{{\/if}}{{\/if}}                <\/span>            <\/div>            {{\/each}}            <div class=\"file flex_span\" style=\"margin : 10px 10px 10px 10px;\"><\/div>        <\/div>        {{\/if}}    <\/script><div class=\"wpfd-container\">        <div class=\"wpfd-open-tree\"><\/div>    <div class=\"wpfd-container-default \">        <div class=\"wpfd-categories hide\"><div class=\"wpfd-category-desc\"><\/div><\/div>                    <div class=\"wpfd_list\">                                                        <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"1021299\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021299\/enforcement-statistics-may-2023.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - May 2023\" target=\"\">Enforcement Statistics &#8211; May 2023<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 134.41 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021299\/enforcement-statistics-may-2023.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D1021299%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"1021299\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                                            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"1021302\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021302\/enforcement-statistics-april-2023.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - April 2023\" target=\"\">Enforcement Statistics &#8211; April 2023<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 134.25 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021302\/enforcement-statistics-april-2023.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D1021302%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"1021302\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                                            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"1021301\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021301\/enforcement-statistics-march-2023.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - March 2023\" target=\"\">Enforcement Statistics &#8211; March 2023<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 134.76 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021301\/enforcement-statistics-march-2023.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D1021301%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"1021301\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                                            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"1021298\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021298\/enforcement-statistics-february-2023.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - February 2023\" target=\"\">Enforcement Statistics &#8211; February 2023<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 135.00 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021298\/enforcement-statistics-february-2023.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D1021298%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"1021298\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                                            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"1021300\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021300\/enforcement-statistics-january-2023.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - January 2023\" target=\"\">Enforcement Statistics &#8211; January 2023<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 135.56 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021300\/enforcement-statistics-january-2023.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D1021300%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"1021300\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                                            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"1021304\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021304\/enforcement-statistics-december-2022.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - December 2022\" target=\"\">Enforcement Statistics &#8211; December 2022<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 134.29 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021304\/enforcement-statistics-december-2022.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D1021304%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"1021304\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                                            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"1021303\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021303\/enforcement-statistics-november-2022.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - November 2022\" target=\"\">Enforcement Statistics &#8211; November 2022<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 134.02 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021303\/enforcement-statistics-november-2022.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D1021303%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"1021303\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                                            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"1021297\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021297\/enforcement-statistics-october-2022.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - October 2022\" target=\"\">Enforcement Statistics &#8211; October 2022<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 134.56 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/1021297\/enforcement-statistics-october-2022.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D1021297%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"1021297\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                                            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"736093\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/736093\/enforcement-statistics-september-2022.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - September 2022\" target=\"\">Enforcement Statistics &#8211; September 2022<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 129.08 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/736093\/enforcement-statistics-september-2022.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D736093%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"736093\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                                            <div class=\"file\" style=\"margin : 10px 10px 10px 10px;\"                         data-id=\"736083\"                         data-catid=\"157\">                            <div class=\"filecontent\">                                <div class=\"ext ext-pdf wpfd-icon-set-svg\"><span class=\"txt\">pdf<\/span><\/div><h3><a href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/736083\/enforcement-statistics-august-2022.pdf\"  class=\"wpfd_downloadlink\" title=\"Enforcement Statistics - August 2022\" target=\"\">Enforcement Statistics &#8211; August 2022<\/a><\/h3>                                <div class=\"file-xinfo\">                                    <div class=\"file-size\"><span>Size:<\/span> 130.93 KB<\/div>                                <\/div>                            <\/div>                            <div class=\"file-right\">                                <a class=\"downloadlink wpfd_downloadlink\"  href=\"https:\/\/fmdqgroup.com\/exchange\/download\/157\/enforcement-statistics\/736083\/enforcement-statistics-august-2022.pdf\" style=\"background-color:#cc9933;color:#ffffff;\" target=\"\">Download<i class=\"zmdi zmdi-cloud-download wpfd-download\"><\/i><\/a><a                            href=\"https:\/\/docs.google.com\/viewer?url=https%3A%2F%2Ffmdqgroup.com%2Fexchange%2Fwp-admin%2Fadmin-ajax.php%3Fjuwpfisadmin%3Dfalse%26action%3Dwpfd%26task%3Dfile.download%26wpfd_category_id%3D157%26wpfd_file_id%3D736083%26token%3D%26preview%3D1&#038;embedded=true\"                            class=\"openlink wpfdlightbox wpfd_previewlink\"                            target=\"\"                            data-id=\"736083\"                            data-catid=\"157\"                            data-file-type=\"pdf\">Preview<i class=\"zmdi zmdi-filter-center-focus wpfd-preview\"><\/i>                        <\/a>                            <\/div>                    <\/div>                                                    <div class=\"file flex_span\" style=\"margin : 10px 10px 10px 10px;\"><\/div>            <\/div>                    <\/div><\/div><\/div><div class='wpfd-pagination'>\n\t<span class='page-numbers current'>1<\/span>\n<a class='page-numbers' data-page='2' data-sourcecat='157'>2<\/a>\n<a class='page-numbers' data-page='3' data-sourcecat='157'>3<\/a>\n<a class='next page-numbers' data-page='2' data-sourcecat='157'>Next &raquo;<\/a>\n<\/div>\n<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>Market Surveillance Enforcement Market Surveillance This involves the monitoring of Members\u2019 trading activities to ensure transparency, credibility and integrity in the FMDQ markets. The key thrust of the market surveillance function is preventing fraudulent, manipulative and abusive trading practices. Market surveillance is implemented through a two-step process which consists of real-time market monitoring and post-trade [&hellip;]<\/p>\n","protected":false},"author":5,"featured_media":0,"parent":0,"menu_order":2,"comment_status":"closed","ping_status":"closed","template":"","meta":{"site-sidebar-layout":"no-sidebar","site-content-layout":"page-builder","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"disabled","ast-breadcrumbs-content":"","ast-featured-img":"disabled","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"default","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"footnotes":""},"class_list":["post-6122","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/fmdqgroup.com\/exchange\/wp-json\/wp\/v2\/pages\/6122","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/fmdqgroup.com\/exchange\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/fmdqgroup.com\/exchange\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/fmdqgroup.com\/exchange\/wp-json\/wp\/v2\/users\/5"}],"replies":[{"embeddable":true,"href":"https:\/\/fmdqgroup.com\/exchange\/wp-json\/wp\/v2\/comments?post=6122"}],"version-history":[{"count":2,"href":"https:\/\/fmdqgroup.com\/exchange\/wp-json\/wp\/v2\/pages\/6122\/revisions"}],"predecessor-version":[{"id":1087637,"href":"https:\/\/fmdqgroup.com\/exchange\/wp-json\/wp\/v2\/pages\/6122\/revisions\/1087637"}],"wp:attachment":[{"href":"https:\/\/fmdqgroup.com\/exchange\/wp-json\/wp\/v2\/media?parent=6122"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}